-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRFGmCLWp9OaPGqfRM2yLu+x2DO0IepPSUQGVe699R8nhZmmmGs1d1Z6pyyWoViR i1jsx+uNHNauWsX6F7SYGg== 0000718482-00-000007.txt : 20000215 0000718482-00-000007.hdr.sgml : 20000215 ACCESSION NUMBER: 0000718482-00-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZINDART LTD CENTRAL INDEX KEY: 0001028637 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50935 FILM NUMBER: 538422 BUSINESS ADDRESS: STREET 1: FLAT C&D 25/F BLOCK 1 TAI PING STREET 2: INDUSTRIAL CENTER 57 TING KOK RD CITY: TAI PO N T HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 01185226656992 MAIL ADDRESS: STREET 1: FLAT C & D 25/F BLOCK 1 STREET 2: TAI PING INDUSTRIAL CNTR 57 TING KOK RD CITY: TAI PO NT HONG KONG FORMER COMPANY: FORMER CONFORMED NAME: ZINDART INDUSTRIAL CO LTD DATE OF NAME CHANGE: 19961209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS A G INC CENTRAL INDEX KEY: 0000718482 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431288229 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE N JEFFERSON AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3142893000 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G-A Under the Securities Exchange Act of 1934 Zindart Limited (Name of Issuer) Common Stock, Par $.065 (Title of Class of Securities) 989597109 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages CUSIP No. 989597109 13G-A Page 2 of 6 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON A.G. Edwards & Sons, Inc. 43-0895447 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of organization: Delaware 5 SOLE VOTING POWER NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING PERSONS WITH 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 6 Pages Item 1 (a). Name of Issuer: Zindart Limited Item 1 (b). Address of Issuer's Principal Executive Offices Flat C&D, 25/F Block 1 Tai Ping Industrial Centre 57 Ting Kok Road, Tai Po N.T. Hong Kong Item 2(a). Name of Person Filing: A.G. Edwards & Sons, Inc. Item 2(b). Address of Principal Business Office or, if none, Residence: One North Jefferson St. Louis, MO 63103 Item 2(c). Citizenship: State of organization: Delaware Item 2(d). Title of Class of Securities: Common Stock, Par $.065 Item 2(e). CUSIP Number: 989597109 Item 3. If this statement is filed pursuant to Rules 13-d-l(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under section 15 of the Act (b) ( ) Bank as defined in section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in section 3(a)(19) of the Act (d) ( ) Investment Company registered under section 8 of the Investment Company Act Page 4 of 6 Pages (e) (X) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section240.13d- 1 (b)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section240.13d- l(b)(ii)(G) (Note: See Item 7) (h) ( ) Group, in accordance with {}240.13d-1 (b)(1)(ii)(H) Item 4. Ownership: (a) Amount Beneficially Owned as of December 31, 1999: (b) Percent of Class: (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or to direct the disposition of: (iv) shared power to dispose or to direct the disposition of: Page 5 of 6 Pages Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X). Item 6. Ownership of More than Five Percent of Behalf of Another Person. Other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares beneficially owned by the filing person. Except for any person identified immediately below, such fights do not extend to shares constituting more than 5% of the class. None. Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8.Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purposes of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 6 of 6 Pages Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2000 Date By: /s/ Jeseph G. Porter Joseph G. Porter Vice President Name/Title -----END PRIVACY-ENHANCED MESSAGE-----